Education & Training Services

2013 Regulatory Update Seminar

Click here for Regulatory Update Seminar brochure

Dates and Locations for this Seminar

Sponsored By:
  • Tuesday Sept. 10 So-Val Tel Federal CU 4986 East Clinton Way Fresno, CA, 93727
  • Wednesday Sept. 11 Schools Financial CU, Suites 232/234 1485 Response Rd. Sacramento, CA, 95815
  • Thursday Sept. 12 Technology CU, Suite 450, Training Room 2010 North First Steet San Jose, CA, 95131
  • Friday Sept. 13 Provident CU, Oakland Airport Room 8301 Edgewater Dr. Oakland, CA, 94621
  • Tuesday Sept. 17 Embassy Suites Los Angeles - Glendale 800 North Central Ave. Glendale, CA, 91203
  • Wednesday Sept. 18 California Credit Union Center, Suite 600 2855 East Guasti Rd. Ontario, CA, 91761
  • Thursday Sept. 19 Western Federal CU 14500 Aviation Blvd. Hawthorne, CA, 90250
  • Tuesday Sept. 24 Wescom CU, Community Room 5601 East La Palma Ave. Anaheim Hills, CA, 92807
  • Thursday Sept. 26 WestStar CU, Corp. Office, Suite 200 8395 W. Sunset Road Las Vegas, NV, 89113

Keeping Up With Compliance Changes & Challenges
So many new compliance rules, so little time to stay up-to-date. Relax, sit back, and let credit union compliance expert Mary-Lou Heighes and the Regulatory Update Seminar reduce your stress of monitoring compliance changes. In just one day you’ll get the information you need to maintain your compliance knowledge and skills, and you’ll learn about current hot topics and danger zones.

You’ll be able to:

  • Keep up with regulatory changes by getting the latest lending, account administration, operations, and other compliance information you need
  • Increase your ability to manage, monitor, and maintain effective compliance procedures
  • Discuss regulatory changes and challenges with your peers in a relaxing networking environment created exclusively for credit union professionals

This year’s Regulatory Update will once again contain a plethora of challenging new and changing regulations for lending and operations.

Mortgage lending:
In addition to the mortgage changes that have already taken place, there are the new mortgage requirements going live in January. From newly revised disclosures, to changes in notice requirements and handling member complaints, appraisals and everything in between, this session will provide you with an overview designed to help you gauge where you are in the process of these sweeping changes.

Other topics that will be covered include:

  • The update rule on Garnishment of Federal Benefits Payments
  • Spousal income and credit card ability to repay provisions
  • Best practices for avoiding corporation account takeovers
  • Dealing with the renewed interest in Fair Lending examinations and the Disparate Impact Rule
  • Changes to the Children’s Online Privacy Protection Act
  • BSA and OFAC updates and enforcement actions

And much, much more!

If you are responsible for your credit union’s compliance, you won’t want to miss this seminar!

Who Should Attend?
This seminar is intended for credit union professionals who are already familiar with compliance rules, regulations, and procedures, especially in these positions: 

  • Compliance
  • CEOs
  • Operations
  • Auditors
  • Lending
  • Member Service

Meet the presenter, Mary-Lou Heighes:
Mary-Lou Heighes, CUCE, is President and founder of Compliance Plus, Inc., which helps credit unions large and small with the development of compliance programs and compliance training and assistance. She provides compliance training all over the country for various state leagues and credit unions, and also speaks at numerous credit union conferences throughout the country. Mary-Lou has been an instructor at regulatory compliance schools, has conducted dozens of webinars for credit union related organizations throughout the country, and has written articles for Credit Union Magazine. She spent many years working on the very laws and regulations she trains on today.

Mary-Lou has been involved in the credit union movement since 1989. She spent five years working in credit unions and seven years providing compliance assistance through the Information Hotline and writing and editing TIPs bulletins advising credit unions to changes to regulations affecting credit union business. 

Educational Investment:

Member Credit
Unions with
Power Learner Passport
Member Credit
Unions without
Power Learner Passport
Credit Unions
(Registration received or postmarked on or before 09/03/2013)
$175 $225 $395
Regular Registration $225 $275 $480
Seminar Times:
Registration: 8:30 a.m. - 9:00 a.m.
Seminar:  9:00 a.m. - 4:00 p.m.

What is Included: Your training package includes a networking luncheon.  Each participant will also receive the seminar handbook and an attractive certificate to frame or add to your employee file.

Note:  Parking fees and overnight accommodations are not included in the seminar fee.

Cancellation Policy: Cancellations must be made at least four (4) business days prior to the seminar date to be eligible for a refund. NO refund will be made for cancellations received less than four (4) business days before the seminar. Replacements are always welcome to attend.

100% Satisfaction Guarantee: Your satisfaction is our #1 priority.  We guarantee you’ll be completely satisfied with this valuable seminar or the Leagues will refund your entire registration fee.

Financial Assistance:  California and Nevada credit unions needing financial assistance in order to participate are encouraged to apply for funding through the Richard Myles Johnson Foundation. To receive an application, please click on the following link to get a .pdf with more details and the application.

Recording:  Electronic recording of any portion of this seminar is not permitted. Thank you for your cooperation.

Dress: Business-casual attire is appropriate, but bring a sweater or jacket, as meeting rooms can be cool.

Continuing Education (CE):  The League follows the regulations as outlined in the California Accountancy Act. Educational sessions at this seminar may qualify for CE credit. If you are interested in receiving CE credit, please inform us when you register for this event.

Questions? For more information about this seminar or other upcoming events, please visit our website at or call (800) 472-1702, option 2.